Tag:
William Galvin
Latest Headlines
Latest Headlines
Goldman Sachs fined for trader huddles
Is there an end in sight to the regulatory woes of Goldman Sachs? Massachusetts regulators added to the pile-on when Commonwealth secretary William Galvin, the state's top financial regulator and prominent critic of some Wall Street practices, announced that Goldman Sachs has agreed to pay a $10 m
Cuomo looks into Fidelity-Goldman Sachs link
Goldman Sachs has already agreed to buy back about $1.5 billion in auction rate securities held by customers and pay a $22.5 million fine. But the New York Attorney General is still looking into the bank regarding the ARS market. The AP reports that Andrew Cuomo's office is probing whether Fid
