Pennsylvania Securities Commission Cautions Retail Investors about Exchange-Traded Funds
Certain ETFs May Not be Appropriate for Long-term InvestorsHARRISBURG, Pa., June 27, 2011 /PRNewswire/ -- Exchange-traded funds (ETFs) have grown increasingly popular with retail investors during the
Morgan Keegan Settles Regulatory Issues with SEC, FINRA, and State Regulators Regarding Former Fund Management Business; R
BIRMINGHAM, Ala.--(BUSINESS WIRE)-- Regions Financial Corp. (NYSE:RF) announced today that its brokerage and investment banking subsidiary, Morgan Keegan & Company, Inc., and its asset management
No Shutdown for State Securities Regulators
HARRISBURG, Pa., April 8, 2011 /PRNewswire/ -- With the threat of a looming federal government shutdown that would affect operations of the U.S. Securities and Exchange Commission (SEC), The
PA Securities Regulators Observe 100 Years of Investor Protection
March Marks Centennial for State Securities RegulationHARRISBURG, March 10, 2011 /PRNewswire/ -- The Pennsylvania Securities Commission (PSC) today joins state securities regulators across the
PA Regulators Warn: Investor Scams, Like Flu Virus, Will Mutate to Adapt to New Federal Financial Reform Bill
HARRISBURG, Pa., Aug. 3 /PRNewswire/ -- Officials at the Pennsylvania Securities Commission (PSC) warned investors today to be on the lookout for "mutations of old schemes and themes" as con artists
NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package
WASHINGTON, April 27 /PRNewswire-USNewswire/ -- North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today sent a letter to
Bad omen: States targeting Wachovia on auction rate securities
Nothing whips up state securities regulators more than petty scams against their citizens. They live to crack down on these things. So it's really bad news for Wachovia
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