Tag:
Regulatory Regimes
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Latest Headlines
Time for a compliance czar in financial services
Let's face it: When it comes to banks and financial services, people are pretty much resigned to a whole new set of regulations, which will be that much more complicated for firms that accepted TARP
Compliance goes global
Here is a list of Integrity's "Top 12" compliance and ethics concerns for 2007: 1. Anti-bribery requirements 2. Records management 3. Anti-trust contact with competitors 4. Mutual respect 5.
Hedge fund marketers face obstacles in U.S.
AllAboutAlpha.com noted recently that, despite the conventional wisdom, the U.S. actually has one of the more restrictive regulatory regimes of hedge funds compared to the likes of Australia, China, Japan and other nations. As of now, there is no likely relief for marketers, not that the indus
