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Smith Barney related Press Releases
Gene Martino Joins First Republic Bank
Wealth Management Team Continues To Expand In New York City SAN FRANCISCO--(BUSINESS WIRE)-- First Republic Bank, a leading private bank and wealth management company, today announced that Gene Read more...
Environmental Services Investment Banking Specialists Join Equity Capital Markets
MEMPHIS, Tenn.--(BUSINESS WIRE)-- Gary K. Wunderlich, Jr., CEO, of Wunderlich Securities announced that Kenneth Leung and Paul Nowak have joined the Investment Banking Department of the Equity Read more...
FINRA Fines Morgan Stanley $1 Million and Orders Restitution of $371,000 for Excessive Markups and Markdowns
WASHINGTON--(BUSINESS WIRE)-- The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley & Co. Inc. and Morgan Stanley Smith Barney LLC $1 million and Read more...
Sapient Private Wealth Management Becomes Focus Partner
Oregon-based firm manages $500 Million Deal marks Focus Financial’s 8th transaction for the year EUGENE, Ore. & NEW YORK--(BUSINESS WIRE)-- Sapient Private Wealth Management (“Sapient”), an Read more...
Wells Fargo Advantage Funds Introduces Chief Equity Strategist John Manley
SAN FRANCISCO--(BUSINESS WIRE)-- Wells Fargo Funds Management, LLC, the investment advisor to Wells Fargo Advantage Funds, announced today the newest member of its capital markets strategy team. John Read more...
Leonard Reinhart Joins Wealthcare Capital Management’s Board of Directors
RICHMOND, Va.--(BUSINESS WIRE)-- Wealthcare Capital Management®, a leading provider of wealth management advisory services and systems, today announced that Leonard Reinhart will join the firm’s Read more...
Morgan Stanley Smith Barney Global Stock Plan Leaders Are Featured Speakers at 2011 NASPP Annual Conference
NEW YORK--(BUSINESS WIRE)-- Morgan Stanley Smith Barney announced today that it will have two speakers featured at the 19th annual conference of the National Association of Stock Plan Professionals Read more...
JMP Group Announces Addition of Mark Harding as Equity Research Analyst
Managing Director to Focus on Internet and Digital Media Companies SAN FRANCISCO--(BUSINESS WIRE)-- JMP Group Inc. (NYSE:JMP), an investment banking and alternative asset management firm, announced Read more...
Morgan Stanley Smith Barney to Host Regional Roundtables on Equity Compensation for Global Stock Plan Services Clients
Educational series for corporate clients will focus on design of equity compensation plans, ownership issues and executive pay NEW YORK--(BUSINESS WIRE)-- Morgan Stanley Smith Barney announced today Read more...
CPEhr Announces Strategic Partnership With Morgan Stanley Smith Barney
CPEhr announces a new partnership with Morgan Stanley Smith Barney to further enhance the plan administration of its Multiple Employer 401(k) Plan LOS ANGELES--(BUSINESS WIRE)-- CPEhr, a Los Angeles Read more...
