Compliance11(TM) Launches Software-as-a-Service Product for the Compliance Industry
CHICAGO, March 31 /PRNewswire/ -- Compliance11(TM), Inc. a leading provider of regulatory compliance management solutions, today announced that it has launched the Compliance11 Supervisory Suite, a true Software-as-a- Service (SaaS) product for the compliance industry. The on-demand application is a simple, extremely cost effective solution for firms to manage employee personal trades, affirmations, disclosures, gifts, tasks and cases. The Company is exhibiting the Compliance11 Supervisory Suite at the SIFMA-CL Annual Seminar in Orlando, FL March 30th - April 2nd.
William Wolf, executive chairman and lead investor in Compliance11 said, "This is an important milestone for our Company. Our team has worked diligently over the past year to develop a software product that was easy to implement and use and that would allow compliance professionals to more efficiently manage employee activities. We believe we have accomplished this with the Compliance11 Supervisory Suite and look forward to expanding our growing customer base."
The Compliance11 Supervisory Suite is an integrated software application that provides hosted solutions for Personal Trading, Affirmations & Disclosures, Gift Management and Case Management. The Company's list of clients includes several leading broker-dealers and investment advisory firms including Talon Asset Management, ThinkEquity Partners LLC, Cowen and Company, and ITG, Inc.
"Compliance11's Personal Trading application has enabled us to auto- approve employee trade requests in seconds," said Harriet Britt, Chief Compliance Officer, ThinkEquity Partners LLC. "Our team was manually approving personal trades creating an overabundance of work for our team. We now have an efficient system in place to not only approve these trades but track and report on this information from one central location."
Compliance11, Inc. is a leading provider of regulatory compliance management solutions. The Company's Software-as-a-Service (SaaS) application, the Compliance11 Supervisory Suite, addresses a critical need for compliance officers to meet current regulatory and supervisory guidelines by automating and effectively managing four areas of compliance, personal trading, affirmations & disclosures, gift management and case management. For additional information visit www.compliance11.com.
SOURCE Compliance11(TM), Inc.



